White, Leslie A. 1949. Energy and the Evolution of Culture, pp. 363-393 in The Science of Culture. New York: Grove PressEVERYTHING IN THE UNIVERSE MAY BE Described in terms of energy. Galaxies, stars, molecules and atoms may be regarded as organizations of energy. Living organisms may be looked upon as engines which operate by means of energy derived directly or indirectly from the sun. The civilizations, or cultures of mankind, also, may be regarded as a form of organization of energy. Culture is an organization of phenomena-material objects, bodily acts, ideas, and sentiments which consists of or is dependent upon the use of symbols. Man, being the only animal capable of symbol-behavior, is the only creature to possess culture. Culture is a kind of behavior. And behavior, whether of man, mule, plant, comet or molecule, may be treated as a manifestation of energy. Thus we see, on all levels of reality, that phenomena lend themselves to description and interpretation in terms of energy. Cultural anthropology is that branch of natural science which deals with matter-and-motion, i.e., energy, phenomena in cultural form, as biology deals with them in cellular, and physics in atomic, form. The purpose of culture is to serve the needs of man. These needs are of two kinds: (1) those which can be served or satisfied by drawing upon resources within the human organism alone. Singing, dancing, myth-making, forming clubs or associations for the sake of companionship, etc., illustrate this kind of needs and ways of satisfying them. (2) The second class of needs can be satisfied only by drawing upon the resources of the external world, outside the human organism. Man must get his food from the external world. The tools, weapons, and other materials with which man provides himself with food, shelter from the elements, protection from his enemies, must likewise come from the external world. The satisfaction of spiritual and aesthetic needs through singing, dancing, myth-making, etc., is possible, however, only if man's bodily needs for food, shelter, and defense are met. Thus the whole cultural structure depends upon the material, mechanical means with which man articulates himself with the earth. Furthermore, the satisfaction of human needs from "inner resources" may be regarded as a constant,° the satisfaction of needs from the outer resources a variable. Therefore, in our discussion of cultural development we may omit consideration of the constant factor and deal only with the variable-the material, mechanical means with which man exploits the resources of nature. The articulation-of-man-with-the-earth process may be analyzed and resolved into the following five factors: (1) the human organism, (2) the habitat, (3) the amount of energy controlled and expended by man, (4) the ways and means in which energy is expended, and (S) the utilitarian product which accrues from the expenditure of energy. This is but another way of saying that human beings, like all other living creatures, exploit the resources of their habitat, in one way or another in order to sustain life and to perpetuate their kind. Of the above factors, we may regard the organic factor as a constant. Although peoples obviously differ from each other physically, we are notable to attribute differences in culture to differences in physique (or "mentality"). In our study of culture, therefore, we may regard human race as of uniform quality, i.e., as a constant, and, hence, we eliminate it from our study. No two habitats are alike; every habitat varies in time. Yet, in a study of culture as a whole,f we may regard the factor of habitat as a constant: we simply reduce the need-serving, welfare-promoting resources of particular habitats to an average. (In a consideration of particular manifestations of culture we would of course have to deal with their respective particular habitats.) Since we may regard habitat as a constant, we exclude it, along with the human organism, from our study of the development of culture. This leaves us, then, three factors to be considered in any cultural situation: (1) the amount of energy per capita per unit of time harnessed and put to work within the culture, (2) the technological means with which this energy is expended, and (3) the human-need-serving product that accrues from the expenditure of energy. We may express the relationship between these factors in the following simple formula: E X T = P in which E represents the amount of energy expended per capita per unit of time, T the technological means of its expenditure, and P the magnitude of the product per unit of time. This may be illustrated concretely with the following simple example: A man cuts wood with an axe. Assuming the quality of the wood and the skill of the workman to be constant, the amount of wood cut in a given period of time, say an hour, depends, on the one hand upon the amount of energy the man expends during this time: the more energy expended, the more wood cut. On the other hand, the amount of wood cut in an hour depends upon the kind of axe used. Other things being equal, the amount of wood cut varies with the quality of the axe: the better the axe the more wood cut. Our workman can cut more wood with an iron, or steel, axe than with a stone axe. The efficiency with which human energy is expended mechanically depends upon the bodily skills of the persons involved, and upon the nature of the tools employed. In the following discussion we shall deal with skill in terms of averages. It is obvious, of course, that, other things being equal, the product of the expenditure of human energy varies directly as the skill employed in the expenditure of this energy. But we may reduce all particular skills, in any given situation, to an average which, being constant, may be eliminated from our consideration of culture growth. Hereafter, then, when we concern ourselves with the efficiency with which human energy is expended mechanically, we shall be dealing with the efficiency of tools only. With reference to tools, man can increase the efficiency of the expenditure of his bodily energy in two ways: by improving a tool, or by substituting a better tool for an inferior one. But with regard to any given kind of tool, it must be noted that there is a point beyond which it cannot be improved. The efficiency of various tools of a certain kind varies; some bows are better than others. A bow, or any other implement, may vary in efficiency between 0 per cent and 100 per cent. But there is a maximum, theoretically as well as actually, which cannot be exceeded. Thus, the efficiency of a canoe paddle can be raised or lowered by altering its length, breadth, thickness, shape, etc. Certain proportions or dimensions would render it useless, in which case its efficiency would be 0 per cent. But, in the direction of improvement, a point is reached, ideally as well as practically, when no further progress can be made-any further change would be a detriment. Its efficiency is now at its maximum (100 per cent). So it is with a canoe, arrow, axe, dynamo, locomotive, or any other tool or machine. We are now ready for some generalizations about cultural development . Let us return to our formula, but this time let us write it E X F = P, in which E and P have the same values as before-E, the amount of energy expended; P the product produced-while F stands for the efficiency of the mechanical means with which the energy is expended. Since culture is a mechanism for serving human needs, cultural development may be measured by the extent to which, and the efficiency with which, need-serving goods or services are provided. P, in our formula, may thus stand for the total amount of goods or services produced in any given cultural situation. Hence P represents the status of culture, or, more accurately, the degree of cultural development. If, then, F, the efficiency with which human energy is expended, remains constant, then P, the degree of cultural development, will vary as E, the amount of energy expended per capita per year varies: E1 x F = P1 Thus we obtain the first important law of cultural development: Other things being equal, the degree of cultural development varies directly as the amount of energy per capita per year harnessed and put to work. Secondly, if the amount of energy expended per capita unit of time remains constant, then P varies as F: E x F1 = P1 and we get the second law of cultural development: Other things being equal, the degree of cultural development varies directly as the efficiency of the technological means with which the harnessed energy is put to work. It is obvious, of course, that E and F may vary simultaneously, and in the same or in opposite directions. If E and F increase simultaneously P will increase faster, naturally, than if only one increased while the other remained unchanged. If E and F decrease simultaneously P will decrease more rapidly than if only one decreased while the other remained constant. If E increases while F decreases, or vice versa, then P will vary or remain unchanged, depending upon the magnitude of the changes of these two factors and upon the proportion of one magnitude to other. If an increase in E is balanced by a decrease in F, or vice versa, then P will remain unchanged. But should E increase faster than F decrease or vice versa, then P would increase; if E decreases faster than F increases, or vice versa, then P would decrease. We have, in the above generalizations the law of cultural evolution: culture develops when the amount of energy harnessed by man per capita per year is increased; or as the efficiency of the technological means of putting this energy to work is increased; or, as both factors are simultaneously increased. All living beings struggle to live, to perpetuate their respective kinds. In the human species the struggle for survival assumes the cultural form. The human struggle for existence expresses itself in a never-ending attempt to make of culture a more effective instrument with which to provide security of life and survival of the species. And one of the ways of making culture a more powerful instrument is to harness and to put to work within it more energy per capita per year. Thus, wind, and water and fire are harnessed; animals are domesticated, plants cultivated; steam engines are built. The other way of improving culture as an instrument of adjustment and control is to invent new and better tools and improve old ones. Thus energy for culture-living and culture-building is augmented in quantity, is expended more efficiently, and culture advances. Thus we know, not only how culture evolves, but why, as well. The urge, inherent in all living species, to live, to make life more secure, more rich, more full, to insure the perpetuation of the species, seizes upon, when it does not produce, better (i.e., more effective) means of living and surviving. In the case of man, the biological urge to live, the power to invent and to discover, the ability to select and use the better of two tools or ways of doing something-these are the factors of cultural evolution. Darwin could tell us the consequences of variations, but he could not tell us how these variations were produced. We know the motive force as well as the means of cultural evolution. The culturologist knows more about cultural evolution than the biologist, even today, knows about biological evolution. A word about man's motives with regard to cultural development. We do not say that man deliberately set about to improve his culture. It may well have been, as Morgan suggested, decades before Lowiek emphasized the same point, that animals were first domesticated through whim or caprice rather than for practical,_ utilitarian reasons. Perhaps agriculture came about through accident. Hero's steam engine was a plaything. Gunpowder was first used to make pretty fireworks. The compass began as a toy. More than this, we know that peoples often, resolutely oppose technological advances with a passionate devotion to the past and to the gods of their fathers. But all of this does not alter the fact that domesticated animals and cultivated plants have been used to make life more secure. Whatever may have been the intentions and motives (if any) of the inventors or discoverers of the bow and arrow, the wheel, the furnace and forge, the steam engine, the microscope, etc., the fact remains that these things have been seized upon by mankind and employed to make life more secure, comfortable, pleasant, and permanent. So we may disregard the psychological circumstances under which new cultural devices were brought into being. What is significant to the cultural evolutionist is that inventions and discoveries have been made, new tools invented, better ways of doing things found, and that these improved tools and techniques are kept and used until they are in turn replaced. |